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@misc{16,
title = {Before {{Penalizing Hospitals}}, {{Account}} for the {{Social Determinants}} of {{Health}}},
year = {2016},
month = oct,
abstract = {Focus on Hospitals is the first U.S. website with hospital readmission data formally adjusted to account for patients' social determinants of health.},
howpublished = {https://catalyst.nejm.org/penalizing-hospitals-account-social-determinants-of-health/},
journal = {NEJM Catalyst}
}
@article{aaldriks13,
title = {Frailty and Malnutrition Predictive of Mortality Risk in Older Patients with Advanced Colorectal Cancer Receiving Chemotherapy},
author = {Aaldriks, Ab A. and {van der Geest}, Lydia G.M. and Giltay, Erik J. and {le Cessie}, Saskia and Portielje, Johanneke E.A. and Tanis, Bea C. and Nortier, Johan W.R. and Maartense, Ed},
year = {2013},
month = jul,
volume = {4},
pages = {218--226},
issn = {18794068},
doi = {10.1016/j.jgo.2013.04.001},
journal = {Journal of Geriatric Oncology},
language = {en},
number = {3}
}
@article{adams13,
title = {Frailty as a Predictor of Morbidity and Mortality in Inpatient Head and Neck Surgery},
author = {Adams, Peter and Ghanem, Tamer and Stachler, Robert and Hall, Francis and Velanovich, Vic and Rubinfeld, Ilan},
year = {2013},
month = aug,
volume = {139},
pages = {783--789},
issn = {2168-619X},
doi = {10.1001/jamaoto.2013.3969},
abstract = {IMPORTANCE: The increasing number of elderly and comorbid patients undergoing surgical procedures raises interest in better identifying patients at increased risk of morbidity and mortality, independent of age. Frailty has been identified as a predictor of surgical complications.
OBJECTIVE: To establish the implications of frailty as a predictor of morbidity and mortality in inpatient otolaryngologic operations.
DESIGN: Retrospective review of medical records.
SETTING: National Surgical Quality Improvement Program (NSQIP) participating hospitals.
PATIENTS: NSQIP participant use files were used to identify 6727 inpatients who underwent operations performed by surgeons specializing in otolaryngology between 2005 and 2010. The study sample was 50.3\% male and 10.2\% African American, with a mean (range) age of 54.7 (16-90) years.
MAIN OUTCOMES AND MEASURES: A previously described modified frailty index (mFI) was calculated on the basis of NSQIP variables. The effect of increasing frailty on morbidity and mortality was evaluated using univariate analysis. Multivariate logistic regression was used to compare mFI with age, ASA, and wound classification. RESULTS The mean (range) mFI was 0.07 (0-0.73). As the mFI increased from 0 (no frailty-associated variables) to 0.45 (5 of 11) or higher, mortality risk increased from 0.2\% to 11.9\%. The risk of Clavien-Dindo grade IV complications increased from 1.2\% to 26.2\%. The risk of all complications increased from 9.5\% to 40.5\%. All results were significant at P {$<$}\,.001. In a multivariate logistic regression model to predict mortality or serious complication, mFI became the dominant significant predictor.
CONCLUSIONS AND RELEVANCE: The mFI is significantly associated with morbidity and mortality in this retrospective survey. Additional study with prospective analysis and external validation is needed. The mFI may provide an improved understanding of preoperative risk, which would facilitate perioperative optimization, risk stratification, and counseling related to outcomes.},
journal = {JAMA Otolaryngology\textendash Head \& Neck Surgery},
keywords = {Adult,Aged,Aged; 80 and over,Databases; Factual,Female,Frail Elderly,Geriatric Assessment,Head and Neck Neoplasms,Humans,Inpatients,Logistic Models,Male,Middle Aged,Multivariate Analysis,Neck Dissection,Otorhinolaryngologic Surgical Procedures,Outpatients,Predictive Value of Tests,Retrospective Studies,Risk Assessment,Survival Analysis},
language = {eng},
number = {8},
pmid = {23949353}
}
@article{amrock14,
title = {Can {{Routine Preoperative Data Predict Adverse Outcomes}} in the {{Elderly}}? {{Development}} and {{Validation}} of a {{Simple Risk Model Incorporating}} a {{Chart}}-{{Derived Frailty Score}}},
shorttitle = {Can {{Routine Preoperative Data Predict Adverse Outcomes}} in the {{Elderly}}?},
author = {Amrock, Levana G. and Neuman, Mark D. and Lin, Hung-Mo and Deiner, Stacie},
year = {2014},
month = oct,
volume = {219},
pages = {684--694},
issn = {10727515},
doi = {10.1016/j.jamcollsurg.2014.04.018},
journal = {Journal of the American College of Surgeons},
language = {en},
number = {4}
}
@article{bakker15,
title = {Hospital {{Care}} for {{Frail Elderly Adults}}: {{From Specialized Geriatric Units}} to {{Hospital}}-{{Wide Interventions}}},
shorttitle = {Hospital {{Care}} for {{Frail Elderly Adults}}},
author = {Bakker, Franka C. and Olde Rikkert, Marcel G. M.},
year = {2015},
volume = {41},
pages = {95--106},
issn = {2297-3486},
doi = {10.1159/000381171},
abstract = {Much of the acute care provided in hospitals is for elderly people. Frailty is a common clinical condition among these patients. Frail patients are vulnerable to undergoing adverse events, to developing geriatric syndromes and to experiencing functional decline during or due to hospitalization. The strategy for providing specialized geriatric care to these hospitalized frail elderly patients currently consists of care provision either by specialized departments or by specialized teams who adopt comprehensive geriatric assessment. Even so, financial and human resources are insufficient to meet the needs of all hospitalized frail elderly patients who require comprehensive geriatric assessment. New innovative and more efficient geriatric interventions, in which the priorities of the patients themselves should be the main focus, should be developed and implemented, and professionals in all specialties should be educated in applying the fundamentals of geriatric medicine to their frail elderly patients. In the evaluation of such interventions, patient-reported outcomes should play a major role, in addition to the more traditional outcome measures of effectiveness, quality of care and cost-effectiveness.},
journal = {Interdisciplinary Topics in Gerontology and Geriatrics},
keywords = {Activities of Daily Living,Adaptation; Psychological,Aged,Aged; 80 and over,Female,Frail Elderly,Geriatrics,Hospital Units,Hospitalization,Humans,Length of Stay,Male,Patient Care Team,Prognosis,Referral and Consultation,Risk Assessment,Vulnerable Populations},
language = {ENG},
pmid = {26301983}
}
@article{bandeen-roche15,
title = {Frailty in {{Older Adults}}: {{A Nationally Representative Profile}} in the {{United States}}},
shorttitle = {Frailty in {{Older Adults}}},
author = {{Bandeen-Roche}, Karen and Seplaki, Christopher L. and Huang, Jin and Buta, Brian and Kalyani, Rita R. and Varadhan, Ravi and Xue, Qian-Li and Walston, Jeremy D. and Kasper, Judith D.},
year = {2015},
month = nov,
volume = {70},
pages = {1427--1434},
issn = {1079-5006},
doi = {10.1093/gerona/glv133},
abstract = {Background.
Frailty assessment provides a means of identifying older adults most vulnerable to adverse outcomes. Attention to frailty in clinical practice is more likely with better understanding of its prevalence and associations with patient characteristics. We sought to provide national estimates of frailty in older people.
Methods.
A popular, validated frailty phenotype proposed by Fried and colleagues was applied to 7,439 participants in the 2011 baseline of the National Health and Aging Trends Study, a national longitudinal study of persons aged 65 and older. All measures drew on a 2-hour in-person interview. Weighted estimates of frailty prevalence were obtained.
Results.
Fifteen percent (95\% CI: 14\%, 16\%) of the older non-nursing home population is frail, and 45\% is prefrail (95\% CI: 44\%, 47\%). Frailty is more prevalent at older ages, among women, racial and ethnic minorities, those in supportive residential settings, and persons of lower income. Independently of these characteristics, frailty prevalence varies substantially across geographic regions. Chronic disease and disability prevalence increase steeply with frailty. Among the frail, 42\% were hospitalized in the previous year, compared to 22\% of the prefrail and 11\% of persons considered robust. Hip, back, and heart surgery in the last year were associated with frailty. Over half of frail persons had a fall in the previous year.
Conclusions.
Our findings support the importance of frailty in late-life health etiology and potential value of frailty as a marker of risk for adverse health outcomes and as a means of identifying opportunities for intervention in clinical practice and public health policy.},
journal = {The Journals of Gerontology Series A: Biological Sciences and Medical Sciences},
number = {11},
pmcid = {PMC4723664},
pmid = {26297656}
}
@article{bastos-barbosa12,
title = {Association of {{Frailty Syndrome}} in the {{Elderly With Higher Blood Pressure}} and {{Other Cardiovascular Risk Factors}}},
author = {{Bastos-Barbosa}, R. G. and Ferriolli, E. and Coelho, E. B. and Moriguti, J. C. and Nobre, F. and {da Costa Lima}, N. K.},
year = {2012},
month = nov,
volume = {25},
pages = {1156--1161},
issn = {0895-7061, 1941-7225},
doi = {10.1038/ajh.2012.99},
journal = {American Journal of Hypertension},
language = {en},
number = {11}
}
@article{bellamy17,
title = {Modified {{Frailty Index Is}} an {{Effective Risk Assessment Tool}} in {{Primary Total Hip Arthroplasty}}},
author = {Bellamy, Jaime L. and Runner, Robert P. and Vu, CatPhuong Cathy L. and Schenker, Mara L. and Bradbury, Thomas L. and Roberson, James R.},
year = {2017},
month = may,
issn = {08835403},
doi = {10.1016/j.arth.2017.04.056},
journal = {The Journal of Arthroplasty},
language = {en}
}
@article{bellamy17a,
title = {Modified {{Frailty Index Is}} an {{Effective Risk Assessment Tool}} in {{Primary Total Hip Arthroplasty}}},
author = {Bellamy, Jaime L. and Runner, Robert P. and Vu, CatPhuong Cathy L. and Schenker, Mara L. and Bradbury, Thomas L. and Roberson, James R.},
year = {2017},
month = may,
issn = {08835403},
doi = {10.1016/j.arth.2017.04.056},
journal = {The Journal of Arthroplasty},
language = {en}
}
@article{bernheim16,
title = {Accounting {{For Patients}}' {{Socioeconomic Status Does Not Change Hospital Readmission Rates}}},
author = {Bernheim, Susannah M. and Parzynski, Craig S. and Horwitz, Leora and Lin, Zhenqiu and Araas, Michael J. and Ross, Joseph S. and Drye, Elizabeth E. and Suter, Lisa G. and Normand, Sharon-Lise T. and Krumholz, Harlan M.},
year = {2016},
month = aug,
volume = {35},
pages = {1461--1470},
issn = {1544-5208},
doi = {10.1377/hlthaff.2015.0394},
abstract = {There is an active public debate about whether patients' socioeconomic status should be included in the readmission measures used to determine penalties in Medicare's Hospital Readmissions Reduction Program (HRRP). Using the current Centers for Medicare and Medicaid Services methodology, we compared risk-standardized readmission rates for hospitals caring for high and low proportions of patients of low socioeconomic status (as defined by their Medicaid status or neighborhood income). We then calculated risk-standardized readmission rates after additionally adjusting for patients' socioeconomic status. Our results demonstrate that hospitals caring for large proportions of patients of low socioeconomic status have readmission rates similar to those of other hospitals. Moreover, readmission rates calculated with and without adjustment for patients' socioeconomic status are highly correlated. Readmission rates of hospitals caring for patients of low socioeconomic status changed by approximately 0.1~percent with adjustment for patients' socioeconomic status, and only 3-4~percent fewer such hospitals reached the threshold for payment penalty in Medicare's HRRP. Overall, adjustment for socioeconomic status does not change hospital results in meaningful ways.},
journal = {Health Affairs (Project Hope)},
keywords = {Disparities,Quality Of Care,Safety-Net Systems},
language = {eng},
number = {8},
pmid = {27503972}
}
@article{blum14,
title = {{{THE IMPACT OF MEASURES OF SOCIOECONOMIC STATUS ON HOSPITAL PROFILING IN NEW YORK CITY}}},
author = {Blum, Alexander B. and Egorova, Natalia N. and Sosunov, Eugene A. and Gelijns, Annetine C. and DuPree, Erin and Moskowitz, Alan J. and Federman, Alex D. and Ascheim, Deborah D. and Keyhani, Salomeh},
year = {2014},
month = may,
volume = {7},
pages = {391--397},
issn = {1941-7713},
doi = {10.1161/CIRCOUTCOMES.113.000520},
abstract = {Background
Current 30-day readmission models used by the Center for Medicare and Medicaid Services for the purpose of hospital-level comparisons lack measures of socioeconomic status (SES). We examined whether the inclusion of a SES measure in 30-day congestive heart failure (CHF) readmission models changed hospital risk standardized readmission rates (RSRR) in New York City (NYC) hospitals.
Methods and Results
Using a Centers for Medicare \& Medicaid Services (CMS)-like model we estimated 30-day hospital-level RSRR by adjusting for age, gender and comorbid conditions. Next, we examined how hospital RSRRs changed relative to the New York City mean with inclusion of the Agency for Healthcare Research and Quality (AHRQ) validated SES index score. In a secondary analysis, we examined whether inclusion of the AHRQ SES Index score in 30-day readmission models disproportionately impacted the RSRR of minority-serving hospitals., Higher AHRQ SES scores, indicators of higher socioeconomic status, were associated with lower odds, 0.99, of 30-day readmission (p{$<$} 0.019). The addition of the AHRQ SES index did not change the model's C statistic (0.63). After adjustment for the AHRQ SES index, one hospital changed status from ``worse than the NYC average'' to ``no different than the NYC average''. After adjustment for the AHRQ SES index, one NYC minority-serving hospital was re-classified from ``worse'' to ``no different than average''.
Conclusions
While patients with higher SES were less likely to be admitted, the impact of SES on readmission was very small. In NYC, inclusion of the AHRQ SES score in a CMS based model did not impact hospital-level profiling based on 30-day readmission.},
journal = {Circulation. Cardiovascular quality and outcomes},
number = {3},
pmcid = {PMC4072036},
pmid = {24823956}
}
@misc{bokov20,
title = {Bokov/{{FreeFI}}: {{First Release}}},
shorttitle = {Bokov/{{FreeFI}}},
author = {Bokov, Alex},
year = {2020},
month = sep,
doi = {10.5281/ZENODO.4053088},
abstract = {Open Frailty Index: Rockwood methodology applied to EMR data},
copyright = {Open Access},
howpublished = {Zenodo}
}
@article{brahmbhatt16,
title = {Gender and Frailty Predict Poor Outcomes in Infrainguinal Vascular Surgery},
author = {Brahmbhatt, Reshma and Brewster, Luke P. and Shafii, Susan and Rajani, Ravi R. and Veeraswamy, Ravi and Salam, Atef and Dodson, Thomas F. and Arya, Shipra},
year = {2016},
month = mar,
volume = {201},
pages = {156--165},
issn = {1095-8673},
doi = {10.1016/j.jss.2015.10.026},
abstract = {BACKGROUND: Women have poorer outcomes after vascular surgery as compared to men as shown by studies recently. Frailty is also an independent risk factor for postoperative morbidity and mortality. This study examines the interplay of gender and frailty on outcomes after infrainguinal vascular procedures.
MATERIALS AND METHODS: The American College of Surgeons National Surgical Quality Improvement Program database was used to identify all patients who underwent infrainguinal vascular procedures from 2005-2012. Frailty was measured using a modified frailty index (mFI; derived from the Canadian Study of Health and Aging). Univariate and multivariate analysis were performed to investigate the association of preoperative frailty and gender, on postoperative outcomes.
RESULTS: Of 24,645 patients (92\% open, 8\% endovascular), there were 533 deaths (2.2\%) and 6198 (25.1\%) major complications within 30 d postoperatively. Women were more frail (mean mFI = 0.269) than men (mean mFI = 0.259; P {$<$} 0.001). Women and frail patients (mFI{$>$}0.25) were more likely to have a major morbidity (P {$<$} 0.001) or mortality (P {$<$} 0.001) with the highest risk in frail women. On multivariate logistic regression analysis, female gender and increasing mFI were independently significantly associated with mortality (P {$<$} 0.05) as well as major complications. The interaction of gender and frailty in multivariate analysis showed the highest adjusted 30-d mortality and morbidity in frail females at 2.8\% and 30.1\%, respectively and that was significantly higher (P {$<$} 0.001) than nonfrail males, nonfrail females and frail males.
CONCLUSIONS: Female gender and frailty are both associated with increased risk of complications and death following infrainguinal vascular procedures with the highest risk in frail females. Further studies are needed to explore the mechanisms of interaction of gender and frailty and its effect on long-term outcomes for peripheral vascular disease.},
journal = {The Journal of Surgical Research},
keywords = {Aged,Aged; 80 and over,Canada,Complications,Female,Frail Elderly,Frailty,Gender,Humans,Infrainguinal bypass,Lower Extremity,Male,Middle Aged,Outcomes,Postoperative Complications,Retrospective Studies,Revascularization,Sex Factors,United States,Vascular Surgical Procedures},
language = {eng},
number = {1},
pmid = {26850197}
}
@article{braveman11,
title = {The Social Determinants of Health: Coming of Age},
shorttitle = {The Social Determinants of Health},
author = {Braveman, Paula and Egerter, Susan and Williams, David R.},
year = {2011},
volume = {32},
pages = {381--398},
issn = {1545-2093},
doi = {10.1146/annurev-publhealth-031210-101218},
abstract = {In the United States, awareness is increasing that medical care alone cannot adequately improve health overall or reduce health disparities without also addressing where and how people live. A critical mass of relevant knowledge has accumulated, documenting associations, exploring pathways and biological mechanisms, and providing a previously unavailable scientific foundation for appreciating the role of social factors in health. We review current knowledge about health effects of social (including economic) factors, knowledge gaps, and research priorities, focusing on upstream social determinants-including economic resources, education, and racial discrimination-that fundamentally shape the downstream determinants, such as behaviors, targeted by most interventions. Research priorities include measuring social factors better, monitoring social factors and health relative to policies, examining health effects of social factors across lifetimes and generations, incrementally elucidating pathways through knowledge linkage, testing multidimensional interventions, and addressing political will as a key barrier to translating knowledge into action.},
journal = {Annual Review of Public Health},
keywords = {Health Policy,Health Status Disparities,Healthcare Disparities,Humans,Politics,Socioeconomic Factors,United States},
language = {eng},
pmid = {21091195}
}
@article{buckinx15,
title = {Burden of Frailty in the Elderly Population: Perspectives for a Public Health Challenge},
shorttitle = {Burden of Frailty in the Elderly Population},
author = {Buckinx, Fanny and Rolland, Yves and Reginster, Jean-Yves and Ricour, C{\'e}line and Petermans, Jean and Bruy{\`e}re, Olivier},
year = {2015},
month = apr,
volume = {73},
issn = {0778-7367},
doi = {10.1186/s13690-015-0068-x},
abstract = {Frailty is a major health condition associated with ageing. Although the concept is almost universally accepted, its operational definition remains controversial. Anyway, this geriatric condition represents a huge potential public health issue at both the patient and the societal levels because of its multiple clinical, societal consequences and its dynamic nature. Here, we review existing definitions and assessment tools for frailty, we highlight consequences of this geriatric condition and we discuss the importance of its screening and prevention to limit its public health burden.},
journal = {Archives of Public Health},
number = {1},
pmcid = {PMC4392630},
pmid = {25866625}
}
@article{buigues15,
title = {Frailty Syndrome and Pre-Operative Risk Evaluation: {{A}} Systematic Review},
shorttitle = {Frailty Syndrome and Pre-Operative Risk Evaluation},
author = {Buigues, Cristina and {Juarros-Folgado}, Pilar and {Fern{\'a}ndez-Garrido}, Julio and {Navarro-Mart{\'i}nez}, Rut and Cauli, Omar},
year = {2015},
month = nov,
volume = {61},
pages = {309--321},
issn = {0167-4943},
doi = {10.1016/j.archger.2015.08.002},
abstract = {Frailty is a geriatric syndrome characterized by the clinical presentation of identifiable physical alterations and decreased physiological reserve. The assessment of frailty syndrome has been recently related with post-surgical outcomes and overall mortality in older individuals. We performed searches in Pubmed, Embase, Scopus, SCIELO and IME (Spanish medical index) databases from their start dates to February 2014 for original papers about the identification of the relationship between frailty and pre-operative risk evaluation in people aged 65 and over. We followed criteria of systematic PRISMA guidelines. Two independent reviewers extracted descriptive information on frailty criteria and outcomes from the selected papers: of the 77 articles retrieved from the searches, 32 met the study inclusion criteria. Severity of frailty syndrome significantly correlated with post-surgical mortality rates and with many although not all post-surgical complications. These relationships emerge in different type of surgical procedures and patients' features. The comparison of diagnostic tools to assess frailty in pre-operative risk evaluation are very few and to date, no recommendation can be made about the best scale to measure it. Assessment of frailty syndrome should be added in the pre-operative risk assessment in older individuals.},
journal = {Archives of Gerontology and Geriatrics},
keywords = {Ageing,Frailty,Mortality,Surgery risk},
number = {3}
}
@misc{bureau00,
title = {2014 {{National Population Projections Tables}}},
author = {Bureau, US Census},
abstract = {These tables feature 2014 National Population Projections by age, sex, race, Hispanic origin, and nativity. Table 3: Projections of the Population by Sex and Selected Age Groups for the United States: 2015 to 2060},
howpublished = {https://www2.census.gov/programs-surveys/popproj/tables/2014/2014-summary-tables/np2014-t3.xls},
language = {EN-US}
}
@article{cesari14,
title = {The Frailty Phenotype and the Frailty Index: Different Instruments for Different Purposes},
shorttitle = {The Frailty Phenotype and the Frailty Index},
author = {Cesari, M. and Gambassi, G. and {Abellan van Kan}, G. and Vellas, B.},
year = {2014},
month = jan,
volume = {43},
pages = {10--12},
issn = {0002-0729, 1468-2834},
doi = {10.1093/ageing/aft160},
journal = {Age and Ageing},
language = {en},
number = {1}
}
@article{chamberlain16,
title = {Frailty {{Trajectories}} in an {{Elderly Population}}-{{Based Cohort}}},
author = {Chamberlain, Alanna M. and Finney Rutten, Lila J. and Manemann, Sheila M. and Yawn, Barbara P. and Jacobson, Debra J. and Fan, Chun and Grossardt, Brandon R. and Roger, V{\'e}ronique L. and St. Sauver, Jennifer L.},
year = {2016},
month = feb,
volume = {64},
pages = {285--292},
issn = {00028614},
doi = {10.1111/jgs.13944},
journal = {Journal of the American Geriatrics Society},
language = {en},
number = {2}
}
@article{charlson87,
title = {A New Method of Classifying Prognostic Comorbidity in Longitudinal Studies: Development and Validation},
shorttitle = {A New Method of Classifying Prognostic Comorbidity in Longitudinal Studies},
author = {Charlson, M. E. and Pompei, P. and Ales, K. L. and MacKenzie, C. R.},
year = {1987},
volume = {40},
pages = {373--383},
issn = {0021-9681},
abstract = {The objective of this study was to develop a prospectively applicable method for classifying comorbid conditions which might alter the risk of mortality for use in longitudinal studies. A weighted index that takes into account the number and the seriousness of comorbid disease was developed in a cohort of 559 medical patients. The 1-yr mortality rates for the different scores were: "0", 12\% (181); "1-2", 26\% (225); "3-4", 52\% (71); and "greater than or equal to 5", 85\% (82). The index was tested for its ability to predict risk of death from comorbid disease in the second cohort of 685 patients during a 10-yr follow-up. The percent of patients who died of comorbid disease for the different scores were: "0", 8\% (588); "1", 25\% (54); "2", 48\% (25); "greater than or equal to 3", 59\% (18). With each increased level of the comorbidity index, there were stepwise increases in the cumulative mortality attributable to comorbid disease (log rank chi 2 = 165; p less than 0.0001). In this longer follow-up, age was also a predictor of mortality (p less than 0.001). The new index performed similarly to a previous system devised by Kaplan and Feinstein. The method of classifying comorbidity provides a simple, readily applicable and valid method of estimating risk of death from comorbid disease for use in longitudinal studies. Further work in larger populations is still required to refine the approach because the number of patients with any given condition in this study was relatively small.},
journal = {Journal of Chronic Diseases},
keywords = {Actuarial Analysis,Age Factors,Breast Neoplasms,Epidemiologic Methods,Female,Follow-Up Studies,Humans,Longitudinal Studies,Morbidity,New York City,Prognosis,Prospective Studies,Risk},
language = {ENG},
number = {5},
pmid = {3558716}
}
@article{chee16,
title = {Current {{State}} of {{Value}}-{{Based Purchasing Programs}}},
author = {Chee, Tingyin T. and Ryan, Andrew M. and Wasfy, Jason H. and Borden, William B.},
year = {2016},
month = may,
volume = {133},
pages = {2197--2205},
issn = {0009-7322},
doi = {10.1161/CIRCULATIONAHA.115.010268},
abstract = {The United States healthcare system is rapidly moving toward rewarding value. Recent legislation, such as the Affordable Care Act and the Medicare Access and CHIP Reauthorization Act (MACRA), solidified the role of value-based payment in Medicare. Many private insurers are following Medicare's lead. Much of the policy attention has been on programs such as accountable care organizations and bundled payments; yet, value-based purchasing (VBP) or pay-for-performance, defined as providers being paid fee-for-service with payment adjustments up or down based on value metrics, remains a core element of value payment in MACRA and will likely remain so for the foreseeable future. This review article summarizes the current state of VBP programs and provides analysis of the strengths, weaknesses, and opportunities for the future. Multiple inpatient and outpatient VBP programs have been implemented and evaluated, with the impact of those programs being marginal. Opportunities to enhance the performance of VBP programs include improving the quality measurement science, strengthening both the size and design of incentives, reducing health disparities, establishing broad outcome measurement, choosing appropriate comparison targets, and determining the optimal role of VBP relative to alternative payment models. VBP programs will play a significant role in healthcare delivery for years to come, and they serve as an opportunity for providers to build the infrastructure needed for value-oriented care.},
journal = {Circulation},
number = {22},
pmcid = {PMC5378385},
pmid = {27245648}
}
@article{clegg13a,
title = {Frailty in Elderly People},
author = {Clegg, Andrew and Young, John and Iliffe, Steve and Rikkert, Marcel Olde and Rockwood, Kenneth},
year = {2013},
month = mar,
volume = {381},
pages = {752--762},
issn = {01406736},
doi = {10.1016/S0140-6736(12)62167-9},
journal = {The Lancet},
language = {en},
number = {9868}
}
@article{clegg16a,
title = {Development and Validation of an Electronic Frailty Index Using Routine Primary Care Electronic Health Record Data},
author = {Clegg, Andrew and Bates, Chris and Young, John and Ryan, Ronan and Nichols, Linda and Ann Teale, Elizabeth and Mohammed, Mohammed A. and Parry, John and Marshall, Tom},
year = {2016},
month = may,
volume = {45},
pages = {353--360},
issn = {0002-0729, 1468-2834},
doi = {10.1093/ageing/afw039},
journal = {Age and Ageing},
language = {en},
number = {3}
}
@article{collard12,
title = {Prevalence of {{Frailty}} in {{Community}}-{{Dwelling Older Persons}}: {{A Systematic Review}}},
shorttitle = {Prevalence of {{Frailty}} in {{Community}}-{{Dwelling Older Persons}}},
author = {Collard, Rose M. and Boter, Han and Schoevers, Robert A. and Oude Voshaar, Richard C.},
year = {2012},
month = aug,
volume = {60},
pages = {1487--1492},
issn = {00028614},
doi = {10.1111/j.1532-5415.2012.04054.x},
journal = {Journal of the American Geriatrics Society},
language = {en},
number = {8}
}
@book{committeeonthelong-runmacroeconomiceffectsoftheagingu.s.population--phaseii15,
title = {The {{Growing Gap}} in {{Life Expectancy}} by {{Income}}: {{Implications}} for {{Federal Programs}} and {{Policy Responses}}},
shorttitle = {The {{Growing Gap}} in {{Life Expectancy}} by {{Income}}},
author = {{Committee on the Long-Run Macroeconomic Effects of the Aging U.S. Population\textemdash Phase II} and {Committee on Population} and {Division of Behavioral and Social Sciences and Education} and {Board on Mathematical Sciences and Their Applications} and {Division on Engineering and Physical Sciences} and {The National Academies of Sciences, Engineering, and Medicine}},
year = {2015},
publisher = {{National Academies Press (US)}},
address = {{Washington (DC)}},
abstract = {The U.S. population is aging. Social Security projections suggest that between 2013 and 2050, the population aged 65 and over will almost double, from 45 million to 86 million. One key driver of population aging is ongoing increases in life expectancy. Average U.S. life expectancy was 67 years for males and 73 years for females five decades ago; the averages are now 76 and 81, respectively. It has long been the case that better-educated, higher-income people enjoy longer life expectancies than less-educated, lower-income people. The causes include early life conditions, behavioral factors (such as nutrition, exercise, and smoking behaviors), stress, and access to health care services, all of which can vary across education and income. Our major entitlement programs \textendash{} Medicare, Medicaid, Social Security, and Supplemental Security Income \textendash{} have come to deliver disproportionately larger lifetime benefits to higher-income people because, on average, they are increasingly collecting those benefits over more years than others. This report studies the impact the growing gap in life expectancy has on the present value of lifetime benefits that people with higher or lower earnings will receive from major entitlement programs. The analysis presented in The Growing Gap in Life Expectancy by Income goes beyond an examination of the existing literature by providing the first comprehensive estimates of how lifetime benefits are affected by the changing distribution of life expectancy. The report also explores, from a lifetime benefit perspective, how the growing gap in longevity affects traditional policy analyses of reforms to the nation's leading entitlement programs. This in-depth analysis of the economic impacts of the longevity gap will inform debate and assist decision makers, economists, and researchers.},
copyright = {Copyright 2015 by the National Academy of Sciences. All rights reserved.},
isbn = {978-0-309-31707-8},
language = {eng},
lccn = {NBK321312},
pmid = {26468563}
}
@article{daley97,
title = {Validating Risk-Adjusted Surgical Outcomes: Site Visit Assessment of Process and Structure. {{National VA Surgical Risk Study}}},
shorttitle = {Validating Risk-Adjusted Surgical Outcomes},
author = {Daley, J. and Forbes, M. G. and Young, G. J. and Charns, M. P. and Gibbs, J. O. and Hur, K. and Henderson, W. and Khuri, S. F.},
year = {1997},
month = oct,
volume = {185},
pages = {341--351},
issn = {1072-7515},
abstract = {BACKGROUND: Risk-adjusted mortality and morbidity rates are often used as measures of the quality of surgical care. This study was conducted to determine the validity of risk-adjusted surgical morbidity and mortality rates as measures of quality of care by assessing the process and structure of care in surgical services with higher-than-expected and lower-than-expected risk-adjusted 30-day mortality and morbidity rates.
STUDY DESIGN: A structural survey of 44 Veterans Affairs Medical Center surgical services and site visits to 20 surgical services with higher-than-expected and lower-than-expected risk-adjusted outcomes were conducted. Main outcome measures included assessment of technology and equipment, technical competence of staff, leadership, relationship with other services, monitoring of quality of care, coordination of work, relationship with affiliated institutions, and overall quality of care.
RESULTS: Surgical services with lower-than-expected risk-adjusted surgical morbidity and mortality rates had significantly more equipment available in surgical intensive care units than did services with higher-than-expected outcomes (4.3 versus 2.9, p {$<$} 0.05). Site-visitor ratings of overall quality of care were significantly higher for surgical services with lower-than-expected morbidity and mortality rates (6.1 versus 4.5 for high outliers, p {$<$} 0.05); technology and equipment were rated significantly better among low-outlier services (7.1 versus 4.8 for high outliers, p {$<$} 0.001). Masked site-visit teams correctly predicted the outlier status (high versus low) of 17 of the 20 surgical services visited (p {$<$} 0.001).
CONCLUSIONS: Significant differences in several dimensions of process and structure of the delivery of surgical care are associated with differences in risk-adjusted surgical morbidity and mortality rates among 44 Veterans Affairs Medical Centers.},
journal = {Journal of the American College of Surgeons},
keywords = {Hospital Mortality,Hospitals; Veterans,Humans,Logistic Models,Outcome Assessment (Health Care),Quality Indicators; Health Care,Reproducibility of Results,Risk Assessment,Surgical Procedures; Operative,United States,United States Department of Veterans Affairs},
language = {eng},
number = {4},
pmid = {9328382}
}
@article{deyo92,
title = {Adapting a Clinical Comorbidity Index for Use with {{ICD}}-9-{{CM}} Administrative Databases},
author = {Deyo, R. A. and Cherkin, D. C. and Ciol, M. A.},
year = {1992},
month = jun,
volume = {45},
pages = {613--619},
issn = {0895-4356},
abstract = {Administrative databases are increasingly used for studying outcomes of medical care. Valid inferences from such data require the ability to account for disease severity and comorbid conditions. We adapted a clinical comorbidity index, designed for use with medical records, for research relying on International Classification of Diseases (ICD-9-CM) diagnosis and procedure codes. The association of this adapted index with health outcomes and resource use was then examined with a sample of Medicare beneficiaries who underwent lumbar spine surgery in 1985 (n = 27,111). The index was associated in the expected direction with postoperative complications, mortality, blood transfusion, discharge to nursing home, length of hospital stay, and hospital charges. These associations were observed whether the index incorporated data from multiple hospitalizations over a year's time, or just from the index surgical admission. They also persisted after controlling for patient age. We conclude that the adapted comorbidity index will be useful in studies of disease outcome and resource use employing administrative databases.},
journal = {Journal of Clinical Epidemiology},
keywords = {Aged,Comorbidity,Databases; Factual,Female,Humans,Lumbar Vertebrae,Male,Medical Records,Medicare,Spinal Diseases,Treatment Outcome,United States},
language = {eng},
number = {6},
pmid = {1607900}
}
@article{deyo92a,
title = {Adapting a Clinical Comorbidity Index for Use with {{ICD}}-9-{{CM}} Administrative Databases},
author = {Deyo, R},
year = {1992},
month = jun,
volume = {45},
pages = {613--619},
issn = {08954356},
doi = {10.1016/0895-4356(92)90133-8},
journal = {Journal of Clinical Epidemiology},
language = {en},
number = {6}
}
@article{dindo04,
title = {Classification of {{Surgical Complications}}},
author = {Dindo, Daniel and Demartines, Nicolas and Clavien, Pierre-Alain},
year = {2004},
month = aug,
volume = {240},
pages = {205--213},
issn = {0003-4932},
doi = {10.1097/01.sla.0000133083.54934.ae},
abstract = {The lack of a uniform way of reporting complications hampers interpretation of surgical outcome data and quality assessment. The authors revisited a previously reported classification of complications and propose a new grading system. The new classification was tested in a cohort of 6336 patients undergoing general surgery and through an international survey.},
journal = {Annals of Surgery},
number = {2},
pmcid = {PMC1360123},
pmid = {15273542}
}
@article{doran17,
title = {Impact of {{Provider Incentives}} on {{Quality}} and {{Value}} of {{Health Care}}},
author = {Doran, Tim and Maurer, Kristin A. and Ryan, Andrew M.},
year = {2017},
month = mar,
volume = {38},
pages = {449--465},
issn = {1545-2093},
doi = {10.1146/annurev-publhealth-032315-021457},
abstract = {The use of financial incentives to improve quality in health care has become widespread. Yet evidence on the effectiveness of incentives suggests that they have generally had limited impact on the value of care and have not led to better patient outcomes. Lessons from social psychology and behavioral economics indicate that incentive programs in health care have not been effectively designed to achieve their intended impact. In the United States, Medicare's Hospital Readmission Reduction Program and Hospital Value-Based Purchasing Program, created under the Affordable Care Act (ACA), provide evidence on how variations in the design of incentive programs correspond with differences in effect. As financial incentives continue to be used as a tool to increase the value and quality of health care, improving the design of programs will be crucial to ensure their success.},
journal = {Annual Review of Public Health},
keywords = {health care,pay-for-performance,quality,value,value-based purchasing},
language = {eng},
pmid = {27992731}
}
@article{duan08,
title = {Disparities in {{Defining Disparities}}: {{Statistical Conceptual Frameworks}}},
shorttitle = {Disparities in {{Defining Disparities}}},
author = {Duan, Naihua and Meng, Xiao-Li and Lin, Julia Y. and Chen, Chih-nan and Alegria, Margarita},
year = {2008},
month = sep,
volume = {27},
pages = {3941--3956},
issn = {0277-6715},
doi = {10.1002/sim.3283},
abstract = {Motivated by the need to meaningfully implement the Institute of Medicine's (IOM's) definition of health care disparity, this paper proposes statistical frameworks that lay out explicitly the needed causal assumptions for defining disparity measures. Our key emphasis is that a scientifically defensible disparity measure must take into account the direction of the causal relationship between allowable covariates that are not considered to be contributors to disparity and non-allowable covariates that are considered to be contributors to disparity, to avoid flawed disparity measures based on implausible populations that are not relevant for clinical or policy decisions. However, these causal relationships are usually unknown and undetectable from observed data. Consequently, we must make strong causal assumptions in order to proceed. Two frameworks are proposed in this paper, one is the conditional disparity framework under the assumption that allowable covariates impact non-allowable covariates but not vice versa. The other is the marginal disparity framework under the assumption that non-allowable covariates impact allowable ones but not vice versa. We establish theoretical conditions under which the two disparity measures are the same, and present a theoretical example showing that the difference between the two disparity measures can be arbitrarily large. Using data from the Collaborative Psychiatric Epidemiology Survey, we also provide an example where the conditional disparity is misled by Simpson's paradox, while the marginal disparity approach handles it correctly.},
journal = {Statistics in medicine},
number = {20},
pmcid = {PMC2715701},
pmid = {18626925}
}
@article{dwyer-lindgren17,
title = {Inequalities in {{Life Expectancy Among US Counties}}, 1980 to 2014: {{Temporal Trends}} and {{Key Drivers}}},
shorttitle = {Inequalities in {{Life Expectancy Among US Counties}}, 1980 to 2014},
author = {{Dwyer-Lindgren}, Laura and {Bertozzi-Villa}, Amelia and Stubbs, Rebecca W. and Morozoff, Chloe and Mackenbach, Johan P. and van Lenthe, Frank J. and Mokdad, Ali H. and Murray, Christopher J. L.},
year = {2017},
month = jul,
volume = {177},
pages = {1003--1011},
issn = {2168-6106},
doi = {10.1001/jamainternmed.2017.0918},
abstract = {{$<$}h3{$>$}Importance{$<$}/h3{$><$}p{$>$}Examining life expectancy by county allows for tracking geographic disparities over time and assessing factors related to these disparities. This information is potentially useful for policy makers, clinicians, and researchers seeking to reduce disparities and increase longevity.{$<$}/p{$><$}h3{$>$}Objective{$<$}/h3{$><$}p{$>$}To estimate annual life tables by county from 1980 to 2014; describe trends in geographic inequalities in life expectancy and age-specific risk of death; and assess the proportion of variation in life expectancy explained by variation in socioeconomic and race/ethnicity factors, behavioral and metabolic risk factors, and health care factors.{$<$}/p{$><$}h3{$>$}Design, Setting, and Participants{$<$}/h3{$><$}p{$>$}Annual county-level life tables were constructed using small area estimation methods from deidentified death records from the National Center for Health Statistics (NCHS), and population counts from the US Census Bureau, NCHS, and the Human Mortality Database. Measures of geographic inequality in life expectancy and age-specific mortality risk were calculated. Principal component analysis and ordinary least squares regression were used to examine the county-level association between life expectancy and socioeconomic and race/ethnicity factors, behavioral and metabolic risk factors, and health care factors.{$<$}/p{$><$}h3{$>$}Exposures{$<$}/h3{$><$}p{$>$}County of residence.{$<$}/p{$><$}h3{$>$}Main Outcomes and Measures{$<$}/h3{$><$}p{$>$}Life expectancy at birth and age-specific mortality risk.{$<$}/p{$><$}h3{$>$}Results{$<$}/h3{$><$}p{$>$}Counties were combined as needed to create stable units of analysis over the period 1980 to 2014, reducing the number of areas analyzed from 3142 to 3110. In 2014, life expectancy at birth for both sexes combined was 79.1 (95\% uncertainty interval [UI], 79.0-79.1) years overall, but differed by 20.1 (95\% UI, 19.1-21.3) years between the counties with the lowest and highest life expectancy. Absolute geographic inequality in life expectancy increased between 1980 and 2014. Over the same period, absolute geographic inequality in the risk of death decreased among children and adolescents, but increased among older adults. Socioeconomic and race/ethnicity factors, behavioral and metabolic risk factors, and health care factors explained 60\%, 74\%, and 27\% of county-level variation in life expectancy, respectively. Combined, these factors explained 74\% of this variation. Most of the association between socioeconomic and race/ethnicity factors and life expectancy was mediated through behavioral and metabolic risk factors.{$<$}/p{$><$}h3{$>$}Conclusions and Relevance{$<$}/h3{$><$}p{$>$}Geographic disparities in life expectancy among US counties are large and increasing. Much of the variation in life expectancy among counties can be explained by a combination of socioeconomic and race/ethnicity factors, behavioral and metabolic risk factors, and health care factors. Policy action targeting socioeconomic factors and behavioral and metabolic risk factors may help reverse the trend of increasing disparities in life expectancy in the United States.{$<$}/p{$>$}},
journal = {JAMA Internal Medicine},
number = {7}
}
@article{eapen15,
title = {Utility of {{Socioeconomic Status}} in {{Predicting}} 30-{{Day Outcomes After Heart Failure Hospitalization}}},
author = {Eapen, Zubin J. and McCoy, Lisa A. and Fonarow, Gregg C. and Yancy, Clyde W. and Miranda, Marie Lynn and Peterson, Eric D. and Califf, Robert M. and Hernandez, Adrian F.},
year = {2015},
month = may,
volume = {8},
pages = {473--480},
issn = {1941-3289},
doi = {10.1161/CIRCHEARTFAILURE.114.001879},
abstract = {Background
An individual's socioeconomic status (SES) is associated with health outcomes and mortality, yet it is unknown whether accounting for SES can improve risk-adjustment models for 30-day outcomes among Centers for Medicare \& Medicaid Services (CMS) beneficiaries hospitalized with heart failure (HF).
Methods and Results
We linked clinical data on hospitalized HF patients in the Get With The Guidelines\textregistered -HF\texttrademark{} database (01/2005\textendash 12/2011) with CMS claims and county-level SES data from the 2012 Area Health Resources Files. We compared the discriminatory capabilities of multivariable models that adjusted for SES, patient, and/or hospital characteristics to determine whether county-level SES data improved prediction or changed hospital rankings for 30-day all-cause mortality and rehospitalization. After adjusting for patient and hospital characteristics, median household income (per \$5,000 increase) was inversely associated with odds of 30-day mortality (OR 0.97, 95\% CI 0.95\textendash 1.00, p=0.032), and the percentage of persons with at least a high school diploma (per 5 unit increase) was associated with lower odds of 30-day rehospitalization (OR 0.95, 95\% CI 0.91\textendash 0.99).After adjustment for county-level SES data, relative to whites, Hispanic ethnicity (OR 0.70, 95\% CI 0.58, 0.83) and black race (OR 0.57, 95\% CI: 0.50\textendash 0.65) remained significantly associated with lower 30-day mortality, but had similar 30-day rehospitalization. County-level SES did not improve risk adjustment or change hospital rankings for 30-day mortality or rehospitalization.
Conclusions
County-level SES data are modestly associated with 30-day outcomes for CMS beneficiaries hospitalized with HF, but do not improve risk adjustment models based on patient characteristics alone.},
journal = {Circulation. Heart failure},
number = {3},
pmcid = {PMC4439274},
pmid = {25747700}
}
@article{elixhauser98,
title = {Comorbidity {{Measures}} for {{Use}} with {{Administrative Data}}},
author = {Elixhauser, Anne and Steiner, Claudia and Harris, D Robert and Coffey, Rosanna M},
year = {1998},
pages = {8--27},
journal = {Medical Care}
}
@techreport{enticott20,
title = {Leadership {{Perspectives}} on {{Learning Health Systems}}: A Qualitative Study},
shorttitle = {Leadership {{Perspectives}} on {{Learning Health Systems}}},
author = {Enticott, Joanne and Braaf, Sandy and Johnson, Alison and Jones, Angela and Teede, Helena},
year = {2020},
month = jun,
institution = {{In Review}},
doi = {10.21203/rs.3.rs-35988/v1},
abstract = {Abstract Background: Integrated utilisation of digital health data has the power to transform healthcare to deliver more efficient and effective services, and the learning health system (LHS) is emerging as a model to achieve this. The LHS uses routine data from service delivery and patient care to generate knowledge to continuously improve healthcare. The aim of this project was to explore key features of a successful and sustainable LHS to inform implementation in an Academic Health Science Centre context. Methods: We purposively identified and conducted semi-structured qualitative interviews with leaders, experienced in supporting or developing data driven innovations in healthcare. A thematic analysis using NVivo was undertaken. Results: Analysis of 26 interviews revealed five themes thought to be integral in an effective, sustainable LHS: (1) Systematic approaches and iterative, continuous learning with implementation into healthcare contributing to new best-practice care; (2) Broad stakeholder, clinician and academic engagement, with collective vision, leadership, governance and a culture of trust, transparency and co-design; (3) Skilled workforce, capability and capacity building; (4) Resources with sustained investment over time and; (5) Data access, systems and processes being integral to a sustainable LHS. Conclusions: This qualitative study provides insights into the elements of a sustainable LHS across a range of leaders in data-driven healthcare improvement. Fundamentally, an LHS requires continuous learning with implementation of new evidence back into frontline care to improve outcomes. Structure, governance, trust, culture, vision and leadership were all seen as important along with a skilled workforce and sustained investment. Processes and systems to optimise access to quality data were also seen as vital in an effective, sustainable LHS. These findings will inform a co-designed framework for implementing a sustainable LHS within the Australian healthcare and Academic Health Science Centre context. It is anticipated that application of these findings will assist to embed and accelerate the use of routine health data to continuously generate new knowledge and ongoing improvement in healthcare delivery and health outcomes.},
file = {/home/a/Zotero/storage/SL7WN53S/Enticott et al. - 2020 - Leadership Perspectives on Learning Health Systems.pdf},
type = {Preprint}
}
@article{ernst14,
title = {Surgical {{Palliative Care Consultations Over Time}} in {{Relationship}} to {{Systemwide Frailty Screening}}},
author = {Ernst, Katherine F. and Hall, Daniel E. and Schmid, Kendra K. and Seever, Georgia and Lavedan, Pierre and Lynch, Thomas G. and Johanning, Jason Michael},
year = {2014},
month = nov,
volume = {149},
pages = {1121},
issn = {2168-6254},
doi = {10.1001/jamasurg.2014.1393},
journal = {JAMA Surgery},
language = {en},
number = {11}
}
@article{ernst14a,
title = {Surgical {{Palliative Care Consultations Over Time}} in {{Relationship}} to {{Systemwide Frailty Screening}}},
author = {Ernst, Katherine F. and Hall, Daniel E. and Schmid, Kendra K. and Seever, Georgia and Lavedan, Pierre and Lynch, Thomas G. and Johanning, Jason Michael},
year = {2014},
month = nov,
volume = {149},
pages = {1121--1126},
issn = {2168-6254},
doi = {10.1001/jamasurg.2014.1393},
abstract = {IMPORTANCE
The need for integrating palliative care into surgical services has been established within the surgical literature. The ability to effectively screen, obtain an appropriately timed consultation, and determine the effect of consultation remains problematic.
OBJECTIVE
To examine surgical palliative care consultations over time and their relationship to the initiation and implementation of a systemwide frailty-screening program.
DESIGN, SETTING, AND PARTICIPANTS
We reviewed all surgical palliative care consultations performed between January 1, 2006, and August 31, 2013, and abstracted the referring service (medicine/surgery), date of surgery (if any), date of death (if any), and all variables required to calculate a frailty score using the risk analysis index. We examined changes in mortality and referral patterns before and after implementation of the frailty-screening program using multivariable logistic regression.
EXPOSURES
Surgical palliative care consultations, including frailty screening.
MAIN OUTCOMES AND MEASURES
The primary study outcomes were 30-, 180-, and 360-day mortality.
RESULTS
From 2006 to 2013, a total of 310 palliative care consultations were ordered for surgical patients: 160 before initiation of frailty screening (January 1, 2011) and 150 after initiation of the program. The groups had similar demographics, comorbidities, and frailty scores. After initiation, we observed dramatically decreased mortality at 30, 180, and 360 days (21.3\% vs 31.9\%, 44.0\% vs 70.6\%, and 66.0\% vs 78.8\%, respectively; all P {$<$} .05). This coincided with an increased rate of palliative care consultations from 32 per year to 56 per year. After initiation of the program, consultations were more likely to be requested by surgeons (56.7\% vs 24.4\%; P {$<$} .05) and were more likely to occur before the index operation (52.0\% vs 26.3\%; P {$<$} .05). Implementation of the screening program was associated with a 33\% reduction in 180-day mortality (odds ratio [OR], 0.37; 95\% CI, 0.22\textendash 0.62; P {$<$} .001) even after controlling for age, frailty, and whether the patients had surgery. Modeled mortality was also reduced when the palliative care consultation was ordered by a surgeon (OR, 0.50; CI, 0.30\textendash 0.83; P = .007) or ordered before the operation (OR, 0.52; CI, 0.30\textendash 0.90; P = .02).
CONCLUSIONS AND RELEVANCE
Our data suggest that a systematic frailty-screening program effectively identifies at-risk surgical patients and is associated with a significant reduction in mortality for patients undergoing palliative care consultation. Analysis also suggests that preoperative palliative care consultations ordered by surgeons are associated with reduced mortality rates.},
journal = {JAMA surgery},
number = {11},
pmcid = {PMC4603652},
pmid = {25207603}
}
@article{espinoza05,
title = {Frailty in Older Adults: Insights and Interventions},
shorttitle = {Frailty in Older Adults},
author = {Espinoza, Sara and Walston, Jeremy D.},
year = {2005},
month = dec,
volume = {72},
pages = {1105--1112},
issn = {0891-1150},
abstract = {Frailty is a state of vulnerability that carries an increased risk of poor outcomes in older adults. Common signs and symptoms are fatigue, weight loss, muscle weakness, and progressive decline in function. Frail older adults are among the most challenging for medical management. However, awareness of this syndrome and its risks can help us care for these patients more confidently and decrease their risk for adverse outcomes.},
journal = {Cleveland Clinic Journal of Medicine},
keywords = {Activities of Daily Living,Aged,Fatigue,Frail Elderly,Humans,Muscle Weakness,Syndrome,Weight Loss},
language = {eng},
number = {12},
pmid = {16392724}
}
@article{espinoza08,
title = {Frailty in {{Older Mexican}}-{{American}} and {{European}}-{{American Adults}}: {{Is There}} an {{Ethnic Disparity}}?: {{ETHNIC DISPARITIES IN FRAILTY}}},
shorttitle = {Frailty in {{Older Mexican}}-{{American}} and {{European}}-{{American Adults}}},
author = {Espinoza, Sara E. and Hazuda, Helen P.},
year = {2008},
month = sep,
volume = {56},
pages = {1744--1749},
issn = {00028614, 15325415},
doi = {10.1111/j.1532-5415.2008.01845.x},
journal = {Journal of the American Geriatrics Society},
language = {en},
number = {9}
}
@article{farhat12,
title = {Are the Frail Destined to Fail? {{Frailty}} Index as Predictor of Surgical Morbidity and Mortality in the Elderly:},
shorttitle = {Are the Frail Destined to Fail?},
author = {Farhat, Joseph S. and Velanovich, Vic and Falvo, Anthony J. and Horst, H. Mathilda and Swartz, Andrew and Patton, Joe H. and Rubinfeld, Ilan S.},
year = {2012},
month = jun,
volume = {72},
pages = {1526--1531},
issn = {2163-0755},
doi = {10.1097/TA.0b013e3182542fab},
journal = {Journal of Trauma and Acute Care Surgery},
language = {en},
number = {6}
}
@article{favini17,
title = {Comparative {{Trends}} in {{Payment Adjustments Between Safety}}-{{Net}} and {{Other Hospitals Since}} the {{Introduction}} of the {{Hospital Readmission Reduction Program}} and {{Value}}-{{Based Purchasing}}},
author = {Favini, Nathan and Hockenberry, Jason M. and Gilman, Matlin and Jain, Sanjula and Ong, Michael K. and Adams, E. Kathleen and Becker, Edmund R.},
year = {2017},
month = apr,
volume = {317},
pages = {1578--1580},
issn = {0098-7484},
doi = {10.1001/jama.2017.1469},
abstract = {This study compares trends in Medicare payment adjustments to safety-net vs non\textendash safety-net hospitals under Hospital Readmission Reduction Program (HRRP) and Value-Based Purchasing programs, intended to incentivize higher-quality health care.},
journal = {JAMA},
number = {15}
}
@article{figueroa16,
title = {Characteristics of Hospitals Receiving the Largest Penalties by {{US}} Pay-for-Performance Programmes},
author = {Figueroa, Jose F and Wang, David E and Jha, Ashish K},
year = {2016},
month = oct,
volume = {25},
pages = {898},
doi = {10.1136/bmjqs-2015-005040},
abstract = {Healthcare systems around the world are striving to deliver high quality care while controlling costs. One compelling strategy is the use of penalties for low-value care.1 ,2 The US federal government has made significant efforts to shift towards value-based payments for hospitals by introducing three national pay-for-performance (P4P) schemes which employ penalties: Hospital Readmission Reduction Program (HRRP), Hospital Value-Based-Purchasing (VBP) and, more recently, Hospital-Acquired Condition Reduction (HACR) Program. HRRP penalises hospitals with higher-than-expected readmissions; VBP adjusts hospital payments (either a bonus or penalty) based on performance on clinical measures and patient experience and HACR penalises the worst quartile of hospitals on HAC metrics.3 Fiscal year 2015 marks the first time hospitals may be penalised by all three programmes, with Medicare reimbursement rates potentially cut by 5.5\%. Although prior work has raised concerns that hospitals serving medically complex or socioeconomically vulnerable populations are at higher risk for penalties by individual programmes,4\textendash 7 to our knowledge, there is no study that has examined the characteristics of hospitals that received the most substantial penalties across all three programmes. As \ldots},
journal = {BMJ Quality \& Safety},
number = {11}
}
@article{figueroa16a,
title = {Association between the {{Value}}-{{Based Purchasing}} Pay for Performance Program and Patient Mortality in {{US}} Hospitals: Observational Study},
shorttitle = {Association between the {{Value}}-{{Based Purchasing}} Pay for Performance Program and Patient Mortality in {{US}} Hospitals},
author = {Figueroa, Jose F and Tsugawa, Yusuke and Zheng, Jie and Orav, E John and Jha, Ashish K},
year = {2016},
month = may,
volume = {353},
issn = {0959-8138},
doi = {10.1136/bmj.i2214},
abstract = {Objective~To determine the impact of the Hospital Value-Based Purchasing (HVBP) program\textemdash the US pay for performance program introduced by Medicare to incentivize higher quality care\textemdash on 30 day mortality for three incentivized conditions: acute myocardial infarction, heart failure, and pneumonia., Design~Observational study., Setting~4267 acute care hospitals in the United States: 2919 participated in the HVBP program and 1348 were ineligible and used as controls (44 in general hospitals in Maryland and 1304 critical access hospitals across the United States)., Participants~2\,430\,618 patients admitted to US hospitals from 2008 through 2013., Main outcome measures~30 day risk adjusted mortality for acute myocardial infarction, heart failure, and pneumonia using a patient level linear spline analysis to examine the association between the introduction of the HVBP program and 30 day mortality. Non-incentivized, medical conditions were the comparators. A secondary outcome measure was to determine whether the introduction of the HVBP program was particularly beneficial for a subgroup of hospital\textemdash poor performers at baseline\textemdash that may benefit the most., Results~Mortality rates of incentivized conditions in hospitals participating in the HVBP program declined at -0.13\% for each quarter during the preintervention period and -0.03\% point difference for each quarter during the post-intervention period. For non-HVBP hospitals, mortality rates declined at -0.14\% point difference for each quarter during the preintervention period and -0.01\% point difference for each quarter during the post-intervention period. The difference in the mortality trends between the two groups was small and non-significant (difference in difference in trends -0.03\% point difference for each quarter, 95\% confidence interval -0.08\% to 0.13\% point difference, P=0.35). In no subgroups of hospitals was HVBP associated with better outcomes, including poor performers at baseline., Conclusions~Evidence that HVBP has led to lower mortality rates is lacking. Nations considering similar pay for performance programs may want to consider alternative models to achieve improved patient outcomes.},
journal = {The BMJ},
pmcid = {PMC4861084},
pmid = {27160187}
}
@article{fisher05,
title = {Just {{What Defines Frailty}}?: {{EDITORIALS}}},
shorttitle = {Just {{What Defines Frailty}}?},
author = {Fisher, Alfred L.},
year = {2005},
month = dec,
volume = {53},
pages = {2229--2230},
issn = {00028614, 15325415},
doi = {10.1111/j.1532-5415.2005.00510.x},
journal = {Journal of the American Geriatrics Society},
language = {en},
number = {12}
}
@article{flodgren11,
title = {An Overview of Reviews Evaluating the Effectiveness of Financial Incentives in Changing Healthcare Professional Behaviours and Patient Outcomes},
author = {Flodgren, Gerd and Eccles, Martin P and Shepperd, Sasha and Scott, Anthony and Parmelli, Elena and Beyer, Fiona R},
year = {2011},
month = jul,
pages = {CD009255},
issn = {1469-493X},
doi = {10.1002/14651858.CD009255},
abstract = {Background
There is considerable interest in the effectiveness of financial incentives in the delivery of health care. Incentives may be used in an attempt to increase the use of evidence-based treatments among healthcare professionals or to stimulate health professionals to change their clinical behaviour with respect to preventive, diagnostic and treatment decisions, or both. Financial incentives are an extrinsic source of motivation and exist when an individual can expect a monetary transfer which is made conditional on acting in a particular way. Since there are numerous reviews performed within the healthcare area describing the effects of various types of financial incentives, it is important to summarise the effectiveness of these in an overview to discern which are most effective in changing health professionals' behaviour and patient outcomes.
Objectives
To conduct an overview of systematic reviews that evaluates the impact of financial incentives on healthcare professional behaviour and patient outcomes.
Methods
We searched the Cochrane Database of Systematic Reviews (CDSR) (The Cochrane Library); Database of Abstracts of Reviews of Effectiveness (DARE); TRIP; MEDLINE; EMBASE; Science Citation Index; Social Science Citation Index; NHS EED; HEED; EconLit; and Program in Policy Decision-Making (PPd) (from their inception dates up to January 2010). We searched the reference lists of all included reviews and carried out a citation search of those papers which cited studies included in the review. We included both Cochrane and non-Cochrane reviews of randomised controlled trials (RCTs), controlled clinical trials (CCTs), interrupted time series (ITSs) and controlled before and after studies (CBAs) that evaluated the effects of financial incentives on professional practice and patient outcomes, and that reported numerical results of the included individual studies. Two review authors independently extracted data and assessed the methodological quality of each review according to the AMSTAR criteria. We included systematic reviews of studies evaluating the effectiveness of any type of financial incentive. We grouped financial incentives into five groups: payment for working for a specified time period; payment for each service, episode or visit; payment for providing care for a patient or specific population; payment for providing a pre-specified level or providing a change in activity or quality of care; and mixed or other systems. We summarised data using vote counting.
Main results
We identified four reviews reporting on 32 studies. Two reviews scored 7 on the AMSTAR criteria (moderate, score 5 to 7, quality) and two scored 9 (high, score 8 to 11, quality). The reported quality of the included studies was, by a variety of methods, low to moderate. Payment for working for a specified time period was generally ineffective, improving 3/11 outcomes from one study reported in one review. Payment for each service, episode or visit was generally effective, improving 7/10 outcomes from five studies reported in three reviews; payment for providing care for a patient or specific population was generally effective, improving 48/69 outcomes from 13 studies reported in two reviews; payment for providing a pre-specified level or providing a change in activity or quality of care was generally effective, improving 17/20 reported outcomes from 10 studies reported in two reviews; and mixed and other systems were of mixed effectiveness, improving 20/31 reported outcomes from seven studies reported in three reviews. When looking at the effect of financial incentives overall across categories of outcomes, they were of mixed effectiveness on consultation or visit rates (improving 10/17 outcomes from three studies in two reviews); generally effective in improving processes of care (improving 41/57 outcomes from 19 studies in three reviews); generally effective in improving referrals and admissions (improving 11/16 outcomes from 11 studies in four reviews); generally ineffective in improving compliance with guidelines outcomes (improving 5/17 outcomes from five studies in two reviews); and generally effective in improving prescribing costs outcomes (improving 28/34 outcomes from 10 studies in one review).
Authors' conclusions
Financial incentives may be effective in changing healthcare professional practice. The evidence has serious methodological limitations and is also very limited in its completeness and generalisability. We found no evidence from reviews that examined the effect of financial incentives on patient outcomes.},
journal = {The Cochrane database of systematic reviews},
number = {7},
pmcid = {PMC4204491},
pmid = {21735443}
}
@book{smith13a,
title = {Best Care at Lower Cost: The Path to Continuously Learning Health Care in {{America}}},
shorttitle = {Best Care at Lower Cost},
editor = {Smith, Mark D. and {Institute of Medicine (U.S.)}},
year = {2013},
publisher = {{National Academies Press}},
address = {{Washington, D.C}},
isbn = {978-0-309-26073-2 978-0-309-26074-9},
keywords = {Costs and Cost Analysis,Delivery of Health Care,economics,Efficiency; Organizational,Quality of Health Care,United States},
lccn = {RA395.A3 B475 2013}
}
@article{friedman14,
title = {Toward a Science of Learning Systems: A Research Agenda for the High-Functioning {{Learning Health System}}},
shorttitle = {Toward a Science of Learning Systems},
author = {Friedman, C. and Rubin, J. and Brown, J. and Buntin, M. and Corn, M. and Etheredge, L. and Gunter, C. and Musen, M. and Platt, R. and Stead, W. and Sullivan, K. and Van Houweling, D.},
year = {2014},
month = oct,
pages = {amiajnl-2014-002977},
issn = {1067-5027, 1527-974X},
doi = {10.1136/amiajnl-2014-002977},
file = {/home/a/Zotero/storage/92LQ9LFC/Friedman et al. - 2014 - Toward a science of learning systems a research a.pdf},
journal = {Journal of the American Medical Informatics Association},
language = {en}
}
@article{friebel16,
title = {The Multiple Aims of Pay-for-Performance and the Risk of Unintended Consequences},
author = {Friebel, Rocco and Steventon, Adam},
year = {2016},
month = nov,
volume = {25},
pages = {827--831},
issn = {2044-5415, 2044-5423},
doi = {10.1136/bmjqs-2016-005392},
abstract = {Since the Affordable Care Act introduced financial penalties on hospitals for excess readmission rates in the USA, an intense debate has ensued regarding the value of readmissions as a marker of quality. Under the Hospital Readmission Reduction Program (HRRP), hospitals face penalties of up to 3\% of base operating payment from Medicare, the federally funded health insurance system for people aged over 65. Penalties totalled \$428 million in 2015,1 and similar policies are in place in Denmark, Germany and England.2
HRRP aimed to `reward hospitals that are successful in reducing avoidable readmissions'3 and indeed Medicare has seen a decline in 30-day, all-cause readmission rates since the policy was introduced in 2012.4 More specific declines have been observed for the three conditions initially targeted, namely acute myocardial infarction, heart failure and pneumonia (figure 1).1 ,5 The HRRP was expanded to cover chronic obstructive pulmonary disease, total hip arthroplasty and total knee arthroplasty from 2015.
Figure~1
Trend in national Medicare 30-day readmission rates for index admissions for heart failure, heart attack, pneumonia and all-cause Medicare readmissions.1 ,4
While no study has been able to test causality against a counterfactual, on the face of it HRRP has contributed to a sustained focus on readmissions and potentially, improved patient care nationally. But what aspects of quality do readmission rates measure? And what are we to make of the findings reported in this issue of BMJ Quality and Safety ,6 which indicate that, like other pay-for-performance programmes, readmission penalties have disproportionately affected safety-net hospitals (ie, hospitals that serve a high number of patients of lower socioeconomic status (SES), often uninsured).
In theory, readmissions are related to the quality and safety of the initial hospital stay, the transitional care services and access to care and support following \ldots},
copyright = {Published by the BMJ Publishing Group Limited. For permission to use (where not already granted under a licence) please go to http://www.bmj.com/company/products-services/rights-and-licensing/},
journal = {BMJ Qual Saf},
keywords = {Accreditation,Adverse events; epidemiology and detection,Ambulatory care},
language = {en},
number = {11},
pmid = {27048595}
}
@article{fried01a,
title = {Frailty in Older Adults: Evidence for a Phenotype},
shorttitle = {Frailty in Older Adults},
author = {Fried, L. P. and Tangen, C. M. and Walston, J. and Newman, A. B. and Hirsch, C. and Gottdiener, J. and Seeman, T. and Tracy, R. and Kop, W. J. and Burke, G. and McBurnie, M. A.},
year = {2001},
month = mar,
volume = {56},
pages = {M146-M157},
issn = {1079-5006, 1758-535X},
doi = {10.1093/gerona/56.3.M146},
abstract = {BACKGROUND: Frailty is considered highly prevalent in old age and to confer high risk for falls, disability, hospitalization, and mortality. Frailty has been considered synonymous with disability, comorbidity, and other characteristics, but it is recognized that it may have a biologic basis and be a distinct clinical syndrome. A standardized definition has not yet been established.
METHODS: To develop and operationalize a phenotype of frailty in older adults and assess concurrent and predictive validity, the study used data from the Cardiovascular Health Study. Participants were 5,317 men and women 65 years and older (4,735 from an original cohort recruited in 1989-90 and 582 from an African American cohort recruited in 1992-93). Both cohorts received almost identical baseline evaluations and 7 and 4 years of follow-up, respectively, with annual examinations and surveillance for outcomes including incident disease, hospitalization, falls, disability, and mortality.
RESULTS: Frailty was defined as a clinical syndrome in which three or more of the following criteria were present: unintentional weight loss (10 lbs in past year), self-reported exhaustion, weakness (grip strength), slow walking speed, and low physical activity. The overall prevalence of frailty in this community-dwelling population was 6.9\%; it increased with age and was greater in women than men. Four-year incidence was 7.2\%. Frailty was associated with being African American, having lower education and income, poorer health, and having higher rates of comorbid chronic diseases and disability. There was overlap, but not concordance, in the cooccurrence of frailty, comorbidity, and disability. This frailty phenotype was independently predictive (over 3 years) of incident falls, worsening mobility or ADL disability, hospitalization, and death, with hazard ratios ranging from 1.82 to 4.46, unadjusted, and 1.29-2.24, adjusted for a number of health, disease, and social characteristics predictive of 5-year mortality. Intermediate frailty status, as indicated by the presence of one or two criteria, showed intermediate risk of these outcomes as well as increased risk of becoming frail over 3-4 years of follow-up (odds ratios for incident frailty = 4.51 unadjusted and 2.63 adjusted for covariates, compared to those with no frailty criteria at baseline).
CONCLUSIONS: This study provides a potential standardized definition for frailty in community-dwelling older adults and offers concurrent and predictive validity for the definition. It also finds that there is an intermediate stage identifying those at high risk of frailty. Finally, it provides evidence that frailty is not synonymous with either comorbidity or disability, but comorbidity is an etiologic risk factor for, and disability is an outcome of, frailty. This provides a potential basis for clinical assessment for those who are frail or at risk, and for future research to develop interventions for frailty based on a standardized ascertainment of frailty.},
journal = {The Journals of Gerontology Series A: Biological Sciences and Medical Sciences},
keywords = {Aged,Aged; 80 and over,Cohort Studies,Disabled Persons,Fatigue,Female,Frail Elderly,Humans,Incidence,Male,Muscle Weakness,Phenotype,Prevalence,Sex Distribution,United States,Weight Loss},
language = {en},
number = {3},
pmid = {11253156}
}
@article{geissler00,
title = {Risk Stratification in Heart Surgery: Comparison of Six Score Systems},
shorttitle = {Risk Stratification in Heart Surgery},
author = {Geissler, H. J. and H{\"o}lzl, P. and Marohl, S. and {Kuhn-R{\'e}gnier}, F. and Mehlhorn, U. and S{\"u}dkamp, M. and {de Vivie}, E. R.},
year = {2000},
month = apr,
volume = {17},
pages = {400--406},
issn = {1010-7940},
abstract = {OBJECTIVE: Risk scores have become an important tool in patient assessment, as age, severity of heart disease, and comorbidity in patients undergoing heart surgery have considerably increased. Various risk scores have been developed to predict mortality after heart surgery. However, there are significant differences between scores with regard to score design and the initial patient population on which score development was based. It was the purpose of our study to compare six commonly used risk scores with regard to their validity in our patient population.
METHODS: Between September 1, 1998 and February 28, 1999, all adult patients undergoing heart surgery with cardiopulmonary bypass in our institution were preoperatively scored using the initial Parsonnet, Cleveland Clinic, French, Euro, Pons, and Ontario Province Risk (OPR) scores. Postoperatively, we registered 30-day mortality, use of mechanical assist devices, renal failure requiring hemodialysis or hemofiltration, stroke, myocardial infarction, and duration of ventilation and intensive care stay. Score validity was assessed by calculating the area under the ROC curve. Odds ratios were calculated to investigate the predictive relevance of risk factors.
RESULTS: Follow-up was able to be completed in 504 prospectively scored patients. Receiver operating characteristics (ROC) curve analysis for mortality showed the best predictive value for the Euro score. Predictive values for morbidity were considerably lower than predictive values for mortality in all of the investigated score systems. For most risk factors, odds ratios for mortality were substantially different from ratios for morbidity.
CONCLUSIONS: Among the investigated scores, the Euro score yielded the highest predictive value in our patient population. For most risk factors, predictive values for morbidity were substantially different from predictive values for mortality. Therefore, development of specific morbidity risk scores may improve prediction of outcome and hospital cost. Due to the heterogeneity of morbidity events, future score systems may have to generate separate predictions for mortality and major morbidity events.},
journal = {European Journal of Cardio-Thoracic Surgery: Official Journal of the European Association for Cardio-Thoracic Surgery},
keywords = {Adult,Aged,Cardiac Surgical Procedures,Cardiopulmonary Bypass,Evaluation Studies as Topic,Female,Germany,Heart Diseases,Humans,Male,Middle Aged,Odds Ratio,Predictive Value of Tests,Probability,Risk Assessment,Risk Factors,ROC Curve,Sensitivity and Specificity,Severity of Illness Index,Survival Analysis,Survival Rate},
language = {eng},
number = {4},
pmid = {10773562}
}
@article{glance16,
title = {Impact of {{Risk Adjustment}} for {{Socioeconomic Status}} on {{Risk}}-Adjusted {{Surgical Readmission Rates}}},
author = {Glance, Laurent G. and Kellermann, Arthur L. and Osler, Turner M. and Li, Yue and Li, Wenjun and Dick, Andrew W.},
year = {2016},
month = apr,
volume = {263},
pages = {698--704},
issn = {1528-1140},
doi = {10.1097/SLA.0000000000001363},
abstract = {OBJECTIVE: To assess whether differences in readmission rates between safety-net hospitals (SNH) and non-SNHs are due to differences in hospital quality, and to compare the results of hospital profiling with and without SES adjustment.
BACKGROUND: In response to concerns that quality measures unfairly penalizes SNH, NQF recently recommended that performance measures adjust for socioeconomic status (SES) when SES is a risk factor for poor patient outcomes.
METHODS: Multivariate regression was used to examine the association between SNH status and 30-day readmission after major surgery. The results of hospital profiling with and without SES adjustment were compared using the CMS Hospital Compare and the Hospital Readmissions Reduction Program (HRRP) methodologies.
RESULTS: Adjusting for patient risk and SES, patients admitted to SNHs were not more likely to be readmitted compared with patients in in non-SNHs (AOR 1.08; 95\% CI:0.95-1.23; P = 0.23). The results of hospital profiling based on Hospital Compare were nearly identical with and without SES adjustment (ICC 0.99, {$\kappa$} 0.96). Using the HRRP threshold approach, 61\% of SNHs were assigned to the penalty group versus 50\% of non-SNHs. After adjusting for SES, 51\% of SNHs were assigned to the penalty group.
CONCLUSIONS: Differences in surgery readmissions between SNHs and non-SNHs are due to differences in the patient case mix of low-SES patients, and not due to differences in quality. Adjusting readmission measures for SES leads to changes in hospital ranking using the HRRP threshold approach, but not using the CMS Hospital Compare methodology. CMS should consider either adjusting for the effects of SES when calculating readmission thresholds for HRRP, or replace it with the approach used in Hospital Compare.},
journal = {Annals of Surgery},
keywords = {Adult,Aged,Aged; 80 and over,Databases; Factual,Female,Humans,Male,Middle Aged,Multivariate Analysis,New York,Patient Readmission,Postoperative Complications,Regression Analysis,Risk Adjustment,Safety-net Providers,Social Class,Surgical Procedures; Operative},
language = {eng},
number = {4},
pmid = {26655922}
}
@article{goggins05,
title = {Frailty {{Index}} as a {{Measure}} of {{Biological Age}} in a {{Chinese Population}}},
author = {Goggins, W. B. and Woo, J. and Sham, A. and Ho, S. C.},
year = {2005},
month = aug,
volume = {60},
pages = {1046--1051},
issn = {1079-5006, 1758-535X},
doi = {10.1093/gerona/60.8.1046},
journal = {The Journals of Gerontology Series A: Biological Sciences and Medical Sciences},
language = {en},
number = {8}
}
@book{grossmann11,
title = {Digital Infrastructure for the Learning Health System: The Foundation for Continuous Improvement in Health Care : Workshop Series Summary},
shorttitle = {Digital Infrastructure for the Learning Health System},
author = {Grossmann, Claudia and Powers, Brian and McGinnis, J. Michael and {Institute of Medicine (U.S.)} and {Roundtable on Value \& Science-Driven Health Care}},
year = {2011},
publisher = {{National Academies Press}},
address = {{Washington, D.C.}},
abstract = {"Like many other industries, health care is increasingly turning to digital information and the use of electronic resources. The Institute of Medicine's Roundtable on Value \& Science-Driven Health Care hosted three workshops to explore current efforts and opportunities to accelerate progress in improving health and health care with information technology systems."--Publisher's description.},
annotation = {OCLC: 762137021},
isbn = {978-0-309-15417-8},
language = {English}
}
@article{haider16,
title = {Setting a {{National Agenda}} for {{Surgical Disparities Research}}: {{Recommendations From}} the {{National Institutes}} of {{Health}} and {{American College}} of {{Surgeons Summit}}},
shorttitle = {Setting a {{National Agenda}} for {{Surgical Disparities Research}}},
author = {Haider, Adil H. and {Dankwa-Mullan}, Irene and {Maragh-Bass}, Allysha C. and Torain, Maya and Zogg, Cheryl K. and Lilley, Elizabeth J. and Kodadek, Lisa M. and Changoor, Navin R. and Najjar, Peter and Rose, John A. and Ford, Henri R. and Salim, Ali and Stain, Steven C. and Shafi, Shahid and Sutton, Beth and Hoyt, David and Maddox, Yvonne T. and Britt, L. D.},
year = {2016},
month = jun,
volume = {151},
pages = {554--563},
issn = {2168-6262},
doi = {10.1001/jamasurg.2016.0014},
abstract = {Health care disparities (differential access, care, and outcomes owing to factors such as race/ethnicity) are widely established. Compared with other groups, African American individuals have an increased mortality risk across multiple surgical procedures. Gender, sexual orientation, age, and geographic disparities are also well documented. Further research is needed to mitigate these inequities. To do so, the American College of Surgeons and the National Institutes of Health-National Institute of Minority Health and Disparities convened a research summit to develop a national surgical disparities research agenda and funding priorities. Sixty leading researchers and clinicians gathered in May 2015 for a 2-day summit. First, literature on surgical disparities was presented within 5 themes: (1) clinician, (2) patient, (3) systemic/access, (4) clinical quality, and (5) postoperative care and rehabilitation-related factors. These themes were identified via an exhaustive preconference literature review and guided the summit and its interactive consensus-building exercises. After individual thematic presentations, attendees contributed research priorities for each theme. Suggestions were collated, refined, and prioritized during the latter half of the summit. Breakout sessions yielded 3 to 5 top research priorities by theme. Overall priorities, regardless of theme, included improving patient-clinician communication, fostering engagement and community outreach by using technology, improving care at facilities with a higher proportion of minority patients, evaluating the longer-term effect of acute intervention and rehabilitation support, and improving patient centeredness by identifying expectations for recovery. The National Institutes of Health and American College of Surgeons Summit on Surgical Disparities Research succeeded in identifying a comprehensive research agenda. Future research and funding priorities should prioritize patients' care perspectives, workforce diversification and training, and systematic evaluation of health technologies to reduce surgical disparities.},
journal = {JAMA surgery},
keywords = {Biomedical Research,Cultural Competency,Health Services Accessibility,Healthcare Disparities,Humans,National Institutes of Health (U.S.),Physician-Patient Relations,Postoperative Care,Practice Patterns; Physicians',Quality of Health Care,Societies; Medical,Socioeconomic Factors,Surgical Procedures; Operative,United States},
language = {eng},
number = {6},
pmid = {26982380}
}
@article{hall17,
title = {Association of a {{Frailty Screening Initiative With Postoperative Survival}} at 30, 180, and 365 {{Days}}},
author = {Hall, Daniel E. and Arya, Shipra and Schmid, Kendra K. and Carlson, Mark A. and Lavedan, Pierre and Bailey, Travis L. and Purviance, Georgia and Bockman, Tammy and Lynch, Thomas G. and Johanning, Jason M.},
year = {2017},
month = mar,
volume = {152},
pages = {233},
issn = {2168-6254},
doi = {10.1001/jamasurg.2016.4219},
journal = {JAMA Surgery},
language = {en},
number = {3}
}
@article{hall17a,
title = {Development and {{Initial Validation}} of the {{Risk Analysis Index}} for {{Measuring Frailty}} in {{Surgical Populations}}},
author = {Hall, Daniel E. and Arya, Shipra and Schmid, Kendra K. and Blaser, Casey and Carlson, Mark A. and Bailey, Travis L. and Purviance, Georgia and Bockman, Tammy and Lynch, Thomas G. and Johanning, Jason},
year = {2017},
month = feb,
volume = {152},
pages = {175},
issn = {2168-6254},
doi = {10.1001/jamasurg.2016.4202},
journal = {JAMA Surgery},
language = {en},
number = {2}
}
@article{hall17b,
title = {Development and {{Initial Validation}} of the {{Risk Analysis Index}} for {{Measuring Frailty}} in {{Surgical Populations}}},
author = {Hall, Daniel E. and Arya, Shipra and Schmid, Kendra K. and Blaser, Casey and Carlson, Mark A. and Bailey, Travis L. and Purviance, Georgia and Bockman, Tammy and Lynch, Thomas G. and Johanning, Jason},
year = {2017},
month = feb,
volume = {152},
pages = {175},
issn = {2168-6254},
doi = {10.1001/jamasurg.2016.4202},
journal = {JAMA Surgery},
language = {en},
number = {2}
}
@article{hall17c,
title = {Association of a {{Frailty Screening Initiative With Postoperative Survival}} at 30, 180, and 365 {{Days}}},
author = {Hall, Daniel E. and Arya, Shipra and Schmid, Kendra K. and Carlson, Mark A. and Lavedan, Pierre and Bailey, Travis L. and Purviance, Georgia and Bockman, Tammy and Lynch, Thomas G. and Johanning, Jason M.},
year = {2017},
month = mar,
volume = {152},
pages = {233--240},
issn = {2168-6262},
doi = {10.1001/jamasurg.2016.4219},
abstract = {Importance: As the US population ages, the number of operations performed on elderly patients will likely increase. Frailty predicts postoperative mortality and morbidity more than age alone, thus presenting opportunities to identify the highest-risk surgical patients and improve their outcomes.
Objective: To examine the effect of the Frailty Screening Initiative (FSI) on mortality and complications by comparing the surgical outcomes of a cohort of surgical patients treated before and after implementation of the FSI.
Design, Setting, and Participants: This single-site, facility-wide, prospective cohort quality improvement project studied all 9153 patients from a level 1b Veterans Affairs medical center who presented for major, elective, noncardiac surgery from October 1, 2007, to July 1, 2014.
Interventions: Assessment of preoperative frailty in all patients scheduled for elective surgery began in July 2011. Frailty was assessed with the Risk Analysis Index (RAI), and the records of all frail patients (RAI score, {$\geq$}21) were flagged for administrative review by the chief of surgery (or designee) before the scheduled operation. On the basis of this review, clinicians from surgery, anesthesia, critical care, and palliative care were notified of the patient's frailty and associated surgical risks; if indicated, perioperative plans were modified based on team input.
Main Outcomes and Measures: Postoperative mortality at 30, 180, and 365 days.
Results: From October 1, 2007, to July 1, 2014, a total of 9153 patients underwent surgery (mean [SD] age, 60.3 [13.5] years; female, 653 [7.1\%]; and white, 7096 [79.8\%]). Overall 30-day mortality decreased from 1.6\% (84 of 5275 patients) to 0.7\% (26 of 3878 patients, P\,{$<$}\,.001) after FSI implementation. Improvement was greatest among frail patients (12.2\% [24 of 197 patients] to 3.8\% [16 of 424 patients], P\,{$<$}\,.001), although mortality rates also decreased among the robust patients (1.2\% [60 of 5078 patients] to 0.3\% [10 of 3454 patients], P\,{$<$}\,.001). The magnitude of improvement among frail patients increased at 180 (23.9\% [47 of 197 patients] to 7.7\% [30 of 389 patients], P\,{$<$}\,.001) and 365 days (34.5\% [68 of 197 patients] to 11.7\% [36 of 309 patients], P\,{$<$}\,.001). Multivariable models revealed improved survival after FSI implementation, controlling for age, frailty, and predicted mortality (adjusted odds ratio for 180-day survival, 2.87; 95\% CI, 1.98-4.16).
Conclusions and Relevance: Implementation of the FSI was associated with reduced mortality, suggesting the feasibility of widespread screening of patients preoperatively to identify frailty and the efficacy of system-level initiatives aimed at improving their surgical outcomes. Additional investigation is required to establish a causal connection.},
journal = {JAMA surgery},
keywords = {Aged,Elective Surgical Procedures,Female,Frail Elderly,Health Status,Health Status Indicators,Humans,Male,Middle Aged,Postoperative Complications,Preoperative Period,Prospective Studies,Quality Improvement,Risk Assessment,Survival Rate,Time Factors,United States,United States Department of Veterans Affairs},
language = {eng},
number = {3},
pmid = {27902826}
}
@article{hall17d,
title = {Development and {{Initial Validation}} of the {{Risk Analysis Index}} for {{Measuring Frailty}} in {{Surgical Populations}}},
author = {Hall, Daniel E. and Arya, Shipra and Schmid, Kendra K. and Blaser, Casey and Carlson, Mark A. and Bailey, Travis L. and Purviance, Georgia and Bockman, Tammy and Lynch, Thomas G. and Johanning, Jason},
year = {2017},
month = feb,
volume = {152},
pages = {175--182},
issn = {2168-6262},
doi = {10.1001/jamasurg.2016.4202},
abstract = {Importance: Growing consensus suggests that frailty-associated risks should inform shared surgical decision making. However, it is not clear how best to screen for frailty in preoperative surgical populations.
Objective: To develop and validate the Risk Analysis Index (RAI), a 14-item instrument used to measure surgical frailty. It can be calculated prospectively (RAI-C), using a clinical questionnaire, or retrospectively (RAI-A), using variables from the surgical quality improvement databases (Veterans Affairs or American College of Surgeons National Surgical Quality Improvement Projects).
Design, Setting, and Participants: Single-site, prospective cohort from July 2011 to September 2015 at the Veterans Affairs Nebraska-Western Iowa Heath Care System, a Level 1b Veterans Affairs Medical Center. The study included all patients presenting to the medical center for elective surgery.
Exposures: We assessed the RAI-C for all patients scheduled for surgery, linking these scores to administrative and quality improvement data to calculate the RAI-A and the modified Frailty Index.
Main Outcomes and Measures: Receiver operator characteristics and C statistics for each measure predicting postoperative mortality and morbidity.
Results: Of the participants, the mean (SD) age was 60.7 (13.9) years and 249 participants (3.6\%) were women. We assessed the RAI-C 10 698 times, from which we linked 6856 unique patients to mortality data. The C statistic predicting 180-day mortality for the RAI-C was 0.772. Of these 6856 unique patients, we linked 2785 to local Veterans Affairs Surgeons National Surgical Quality Improvement Projects data and calculated the C statistic for both the RAI-A (0.823) and RAI-C (0.824), along with the correlation between the 2 scores (r\,=\,0.478; P\,{$<$}\,.001). Of these 2785 patients, there were sufficient data to calculate the modified Frailty Index for 1021, in which the C statistics were 0.865 (RAI-A), 0.797 (RAI-C), and 0.811 (modified Frailty Index). The correlation between the RAI-A and RAI-C was 0.547, and the correlations of the modified Frailty Index to the RAI-A and RAI-C were 0.301 and 0.269, respectively (all P\,{$<$}\,.001). A cutoff of RAI-C of at least 21 classified 18.3\% patients as "frail" with a sensitivity of 0.50 and specificity of 0.82, whereas the RAI-A was less sensitive (0.25) and more specific (0.97), classifying only 3.7\% as "frail."
Conclusions and Relevance: The RAI-C and RAI-A represent effective tools for measuring frailty in surgical populations with predictive ability on par with other frailty tools. Moderate correlation between the measures suggests convergent validity. The RAI-C offers the advantage of prospective, preoperative assessment that is proved feasible for large-scale screening in clinical practice. However, further efforts should be directed at determining the optimal components of preoperative frailty assessment.},
journal = {JAMA surgery},
keywords = {Aged,Elective Surgical Procedures,Female,Health Status,Health Status Indicators,Humans,Male,Middle Aged,Patient Selection,Postoperative Complications,Predictive Value of Tests,Preoperative Period,Prospective Studies,Risk Assessment,ROC Curve},
language = {eng},
number = {2},
pmid = {27893030}
}
@article{hall17e,
title = {Ambulatory {{Surgery Data From Hospitals}} and {{Ambulatory Surgery Centers}}: {{United States}}, 2010},
shorttitle = {Ambulatory {{Surgery Data From Hospitals}} and {{Ambulatory Surgery Centers}}},
author = {Hall, Margaret J. and Schwartzman, Alexander and Zhang, Jin and Liu, Xiang},
year = {2017},
month = feb,
pages = {1--15},
issn = {2164-8344},
abstract = {Objectives-This report presents national estimates of surgical and nonsurgical ambulatory procedures performed in hospitals and ambulatory surgery centers (ASCs) in the United States during 2010. Patient characteristics, including age, sex, expected payment source, duration of surgery, and discharge disposition are presented, as well as the number and types of procedures performed in these settings. Methods-Estimates in this report are based on ambulatory surgery data collected in the 2010 National Hospital Ambulatory Medical Care Survey (NHAMCS). NHAMCS has collected outpatient department and emergency department data since 1992 and began gathering ambulatory surgery data from both hospitals and ASCs in 2010. Sample data were weighted to produce annual national estimates. Results-In 2010, 48.3 million surgical and nonsurgical procedures were performed during 28.6 million ambulatory surgery visits to hospitals and ASCs combined. For both males and females, 39\% of procedures were performed on those aged 45-64. For females, about 24\% of procedures were performed on those aged 15-44 compared with 18\% for males, whereas the percentage of procedures performed on those under 15 was lower for females than for males (4\% compared with 9\%). About 19\% of procedures were performed on those aged 65-74, while about 14\% were performed on those aged 75 and over. Private insurance was listed as the principal expected source of payment for 51\% of ambulatory surgery visits, Medicare for 31\% of visits, and Medicaid for 8\% of visits. The most frequently performed procedures included endoscopy of large intestine (4.0 million), endoscopy of small intestine (2.2 million), extraction of lens (2.9 million), insertion of prosthetic lens (2.6 million), and injection of agent into spinal canal (2.9 million). Only 2\% of visits with a discharge status were admitted to the hospital as an inpatient.},
journal = {National Health Statistics Reports},
keywords = {outpatient surgery • procedures • ICD-9-CM • National Hospital Ambulatory Medical Care Survey (NHAMCS).},
language = {eng},
number = {102},
pmid = {28256998}
}
@article{heron16,
title = {National Vital Statistics Reports},
author = {Heron, Melonie},
year = {2016},
volume = {65},
journal = {National Vital Statistics Reports},
number = {5}
}